-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V8pZdQ8XDd4dwKRMdXipd6YQg/a6520y4X0BjNv/dIdYyDbzcOTfZEr5co87r0sA n0WlsWXKEFpbdQK2AhpyFQ== 0001140361-07-004537.txt : 20070228 0001140361-07-004537.hdr.sgml : 20070228 20070228163705 ACCESSION NUMBER: 0001140361-07-004537 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070228 DATE AS OF CHANGE: 20070228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARK OHIO HOLDINGS CORP CENTRAL INDEX KEY: 0000076282 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 346520107 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-11569 FILM NUMBER: 07658376 BUSINESS ADDRESS: STREET 1: 23000 EUCLID AVE CITY: CLEVELAND STATE: OH ZIP: 44117 BUSINESS PHONE: 2166927200 MAIL ADDRESS: STREET 1: 23000 EUCLID AVE CITY: CLEVELAND STATE: OH ZIP: 44117 FORMER COMPANY: FORMER CONFORMED NAME: PARK OHIO INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GROWTH INTERNATIONAL INC DATE OF NAME CHANGE: 19730404 FORMER COMPANY: FORMER CONFORMED NAME: DISCOUNT CENTERS INC DATE OF NAME CHANGE: 19680605 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Paulette R. Baum Revocable Living Trust u/a/d 7/21/98 CENTRAL INDEX KEY: 0001329064 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 30201 ORCHARD LAKE ROAD, SUITE 107 CITY: FARMINGTON HILLS STATE: MI ZIP: 48334-2277 BUSINESS PHONE: 248-932-9290 MAIL ADDRESS: STREET 1: 30201 ORCHARD LAKE ROAD, SUITE 107 CITY: FARMINGTON HILLS STATE: MI ZIP: 48334-2277 SC 13G 1 doc1.htm Schedule 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.    )*


PARK OHIO HOLDINGS CORP
(Name of Issuer)

Common Stock, Par Value $1.00 Per Share
(Title of Class of Securities)

700666100
(CUSIP Number)


December 31, 2006
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
[ X ]  Rule 13d-1(b)
[ ]  Rule 13d-1(c)
[ ]  Rule 13d-1(d)
 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



SCHEDULE 13G
CUSIP No. 700666100
  1. Names of Reporting Persons.
Paulette R. Baum Revocable Living Trust u/a/d 7/21/98 (c/o John B. Baum, Trustee)
I.R.S. Identification Nos. of above persons (entities only).
00-0000000
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [    ]       (b)  [    ]
  3. SEC USE ONLY
  4. Citizenship or Place of Organization
State of Michigan, USA
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:		 5. Sole Voting Power
611,900
6. Shared Voting Power
n/a
7. Sole Dispositive Power
611,900
8. Shared Dispositive Power
n/a
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
611,900
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [    ]
  11. Percent of Class Represented by Amount in Row (9)
5.25%
  12. Type of Reporting Person
IN


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Item 1.

 

(a)

Name of Issuer

Park-Ohio Holdings Corp.

 

(b)

Address of Issuer's Principal Executive Offices

23000 Euclid Ave.
Cleveland, OH 44117-1729


Item 2.

 

(a)

Name of Person Filing

Paulette R. Baum Revocable Living Trust u/a/d 7/21/98 (the "Reporting Person")

 

(b)

Address of Principal Business Office or, if none, Residence

30201 Orchard Lake Road,
Suite 107
Farmington Hills, MI 48334

 

(c)

Citizenship

State of Michigan

 

(d)

Title of Class of Securities

Common Stock, Par Value $1.00 Per Share

 

(e)

CUSIP Number

700666100


Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[    ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[    ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[    ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[    ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

[    ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[    ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[    ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

[    ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[    ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[    ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).


Item 4.

Ownership.

 

(a)

Amount beneficially owned:

The Reporting Person directly owns 611,900 shares (consisting of 472,500 shares in the Trust, and 139,400 shares in related IRAs over which the reporting person has direct control)

 

(b)

Percent of class:

5.25%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote

611,900

 

 

(ii)

Shared power to vote or to direct the vote

n/a

 

 

(iii)

Sole power to dispose or to direct the disposition of

611,900

 

 

(iv)

Shared power to dispose or to direct the disposition of

n/a


Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [    ].


Instruction: Dissolution of a group requires a response to this item.

                                 


Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

n/a


Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

n/a


Item 8.

Identification and Classification of Members of the Group

 

n/a


Item 9.

Notice of Dissolution of Group

 

n/a


Item 10.

Certifications

 

  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:   February 15, 2007
 
  By: /s/ John B. Baum
      John B. Baum
  Title:    John B. Baum, Trustee, Paulette R. Baum Revocable Living Trust u/a/d 7/21/98 
 
 


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